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section49.110

Settlement negotiation memorandum

Overview

This section prescribes the requirement for the Termination Contracting Officer (TCO) to document the final results of a termination settlement in a formal memorandum. It serves as the official record for the case file and provides the necessary justification for reviewing authorities to approve the settlement.

Key Rules

  • Mandatory Documentation: The TCO must prepare a settlement negotiation memorandum (SNM) at the conclusion of negotiations, adhering to the pricing and distribution standards set forth in FAR 15.406-3.
  • Negotiation Methods:
    • Individual Items: If negotiated item-by-item, the TCO must specify the factors considered for each specific element.
    • Lump-Sum: If negotiated as a total amount, the TCO does not need to evaluate every item individually but must provide reasonable detail to support the total recommended settlement.
  • Resolution of Disputes: The memorandum must explicitly explain how differences, "doubtful questions," and conflicting matters were resolved through agreement.
  • Context for Review: The TCO is required to include any additional information that assists reviewing authorities in understanding the underlying basis and rationale for the settlement.

Practical Implications

  • Audit Trail: Contractors should ensure their settlement proposals are granular and well-supported, as the TCO must be able to justify the final figures to auditors and oversight boards.
  • Settlement Efficiency: The allowance for lump-sum justifications provides TCOs with the flexibility to reach a "fair and reasonable" total settlement without getting bogged down in exhaustive line-item disputes, provided the overall total is substantiated.

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